Compliance and Risk Monitoring

AVT is able to provide organisations within the Financial Services Industry a fully automated and intelligent approach to Enterprise communication monitoring and supervision. This enables Compliance and Risk Managers to automatically monitor, alert and apply policy to multiple communication channels on a granular level. Advanced analytics such as data clustering, tracer maps and message link maps provide a quick and accurate snapshot of employee communications, allowing a more effective view of problems and suspicious conversations throughout the entire organisation for easy escalation if necessary. Key benefits include:

• Able to monitor all electronic communication in real time
• Real time alerts if policies are breached (suspected breach)
• Able to monitor/enforce Chinese Walls within the organisation
• Monitor Voice recording and Voicemail systems
• Advanced analytics, operations and visual tools to follow concepts as they are communicated through the organisation.
• Web-based policy management
• Intelligent Sampling supports FINRA standards on sampling and post review of email, IM and Bloomberg communications.

Aungate Real-Time Policy Supervisor - download this document for a summary.